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up-to-date

Data for financial year ending 31 March 2018

The Chartered Institute For Securities And Investment

  • Income

    £15.4M

  • Spending

    £14.4M

  • Status

    Up-to-date

Charity no. 1132642 Company no. RC00834

Contact details

Public address

  • 20 Fenchurch Street, London, EC3M 3BY

Aims & activities

To promote for Public Benefit the advancement of knowledge in the field of securities and investments; to promote and develope ethical standards for practitioners in the field of securities and investments; to act as an authoritative body for the purpose of consultation and research in matters of education or public interest concerning investment in securities. See the list on the CISI website.

What the charity does

  • Education/training

Who the charity helps

  • The general public/mankind

How the charity works

  • Acts as an umbrella or resource body

Income and Endowments:

£15.4M

* £98.9K investment gains(losses)

Expenditure:

£14.4M

Assets and liabilities

  • £1.1M Own use assets
  • £5.4M Long term investments
  • £0.0K Defined benefit pension scheme asset or liability
  • £11.6M Other assets
  • £5.8M Total liabilities
Financial history
Compliance history

Trading

This charity has one or more trading subsidiaries

Charitable spending ratios

93%
100%
7%

Charitable objects

TO PROMOTE FOR THE PUBLIC BENEFIT THE ADVANCEMENT AND DISSEMINATION OF KNOWLEDGE IN THE FIELD OF SECURITIES AND INVESTMENTS, TO DEVELOP HIGH PROFESSIONAL, EDUCATIONAL AND ETHICAL STANDARDS FOR PRACTITIONERS IN SECURITIES AND INVESTMENTS AND TO PROMOTE SUCH STANDARDS IN THE UNITED KINGDOM AND OVERSEAS, AND TO ACT AS AN AUTHORITATIVE BODY FOR THE PURPOSE OF CONSULTATION AND RESEARCH IN MATTERS OF EDUCATIONAL OR PUBLIC INTEREST CONCERNING SECURITIES AND INVESTMENTS.

Governing document

ROYAL CHARTER 9 OCTOBER 2009

Area of benefit

The United Kingdom And Overseas

Organisation type

Standard registration

Other Regulators

Financial Conduct Authority

Policies

Risk management
Investment
Safeguarding vulnerable beneficiaries
Conflicts of interest
Complaints handling
Paying staff
  • 17 Trustees
  • 166 Employees
  • 700 Volunteers

Trustee board

Trustee Other trusteeships Charity status
Alan Stuart Ramsay None on record
Nicholas Roger Swales Newcastle Theatre Royal Trust Limited Up-to-date
The Chartered Institute For Securities & Investment Educational Trust Up-to-date
Richard Anthony Charnock None on record
Clive John Shelton None on record
Philippa Foster Back None on record
Fionnuala Mary Carvill None on record
Rebecca Taylor None on record
Claire Michelle Perryman None on record
Andrew Thomas Karl Westenberger Fca None on record
Debbie Elizabeth Clarke None on record
Daniel John Corrigan None on record
Ravikumar Hayagreeva Puranam None on record
Gary Teper None on record
Joanna Ruth Place None on record
Michael Cole-Fontayn (Chair) None on record
Christopher Allen None on record
Martin Lee Ruskin None on record

Areas of operation

List of regions

  • China
  • India
  • Ireland
  • Northern Ireland
  • Scotland
  • Singapore
  • Sri Lanka
  • Throughout England And Wales
  • United Arab Emirates